I’ve spent most of the last 20 years running Regulatory Change initiatives (for example; Consumer Duty; MiFID/MiFID II; Basle III; EMIR; ILAS) – for UK Financial Service companies – ranging from Retail, Commercial and Investment Banks; to Wealth Managers; Asset Managers; Fintech’s and Insurance Companies.

The 10 years prior to that - I ran risk and control teams in Fixed Income and Interest Rate Derivatives trading businesses, and my own financial services software business.

I made this course because I felt that the smaller firms’ I speak to needed an easily accessible resource (which they can dip into and out of) – that gives them the tools necessary to ensure that the quality of their Consumer Duty compliance framework is equal to that of largest industry participants who can devote significantly more resources to their compliance effort.

If there is anything in this course material you wish to discuss, please feel free to get in touch.