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DOT Compliance and Risk Management Control Systems
Rating: 4.5 out of 5(263 ratings)
1,310 students

DOT Compliance and Risk Management Control Systems

An Introduction to FMCSA Regulations, Risk Management & Overall Trucking Business Management and Control Systems
Created byL.D. Sewell Publications and Training
Last updated 10/2025
English
English [Auto],

What you'll learn

  • Have a better understanding of the regulations that apply and know where and how to get additional information, training and help as desired
  • Know what Management Control Systems are and how to use them
  • Gain a better idea of other threats and risks to be faced when operating a trucking company
  • How hiring, training and retention play vital roles in compliance, safety and risk management overall

Course content

8 sections • 41 lectures • 2h 12m total length

  • Introduction to the Course and Learning Objectives3:29

    Learn the essentials of dot compliance and risk management control systems to proactively set up and run a trucking business, protecting the public while reducing audits and penalties.

  • How to Use This Course and Benefit The Most From It3:30
  • Warning and Disclaimer - Do NOT Rely On This or Any Course - Use The Regulations2:57

    This course provides best-effort information, but do not rely on it alone; verify the current FMCSA regulations on the agency site, as interpretations vary and you are responsible for compliance.

  • The Agencies2:23

    Identify the primary regulators for trucking safety, especially the Federal Motor Carrier Safety Administration, and acknowledge additional federal agencies and state and local requirements essential for DOT compliance.

  • The FMCSA and It's Federal Motor Carrier Safety Regulations1:20

    Visit the FMCSA site to learn how to look up the Federal Motor Carrier Safety Regulations and make daily use a habit to stay updated on regulations.

  • The Stated Mission of The FMCSA and Purpose Of the Regulations0:30

    Understand the Federal Motor Carrier Safety Administration's stated mission to reduce crashes, injuries, and fatalities involving large trucks and buses, and its regulatory purpose.

  • Realities of Regulations and Their Effect On Trucking Business and Trucking Life3:49
  • Other Liabilities and Threats to Consider4:59

    Identify non-fmcsa and local liabilities trucking businesses must manage, including licenses, zoning, HR recordkeeping, liability, and workers' comp, plus independent contractor misclassification risks.

Requirements

  • Be seriously interested in operating a trucking business, and have something to take notes with.

Description

Trucking is one of the most regulated industries in the country, and a much more complex business than many people realize when they first get into it. Unlike other regulated professions like real estate, insurance, law, accounting etc. which all have education and testing requirements before you can begin operating such a regulated business - trucking has no such preliminary requirements.

Virtually anyone who can fill out a few forms, or pay a third party service to do it for them, and then pay the filing fees can start a trucking company. It is not complicated or hard to do.

Regardless of whether a new motor carrier (trucking company) understands it or not - they are immediately and fully under all of the applicable regulations that cover virtually every aspect of their business.

These regulations are a maze of complex, and often changing regulations, rules and procedures that contain subtle almost hidden requirements that carry heavy fines, penalties and other liabilities in the event they are violated, whether intentionally or not.

The key to reducing your chances of having problems, getting fined and even possibly losing your authority to operate and being forced off the road - and probably out of business as a result - is to take the time and effort to become familiar with the requirements BEFORE you start operating your new trucking business.

This course is designed and intended to give you an INTRODUCTION to and make you aware of key regulations, overall risk management practices and procedures and of what management control systems are as well as how to use them effectively. 

PLEASE NOTE: This Is An INTRODUCTORY Course Only 

To properly cover it all in detail to the level needed would make this a massive course, and is beyond our scope and purpose here. Having said  that, it will help give you a far better understanding of what you are going to need to be aware of, and how to begin preparing to meet regulatory requirements. In the course I will tell you how you can get additional resources and much more in-depth information when you want it too.

Staying Current and Continuing Education

Overtime the regulations do change.

That makes it extremely important to keep your learning current and to always be using current copies of the regulations too. Taking additional courses, attending workshops either in person or via Zoom or other similar methods is a very good idea and a wise investment.

Taking this course will help you build a solid foundation for your own risk management and DOT compliance programs and help you do better in your trucking business overall.


Who this course is for:

  • Anyone who is planning to start a trucking business or work as a manager within any trucking company will benefit from this information.

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