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Investment Banking Operations : Securities Trade Life Cycle

Learn the full life cycle of what goes on in a trade and how investment banking operations function
2.8 (9 ratings)
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256 students enrolled
Created by Austal Group
Last updated 1/2015
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  • 2 hours on-demand video
  • Full lifetime access
  • Access on mobile and TV
  • Certificate of Completion
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What Will I Learn?
Know the ins and outs of investment banking securities trade life cycle
Understand the sell side and buy side functions in trading
View Curriculum
  • Students are expected to have a basic knowledge of securities and trading

Do you want to pursue an exciting career in Banking and Finance, Do you aspire to be an Investment Banker, Trader or Broker, or do you just want to know more about where your money goes and what happens to it when you buy or sell shares? Well, the trade life cycle is one of the most important aspects of Banking. If you've ever wondered what goes on when you initiate a trade (when you buy or sell shares or stocks) then this course, the Securities Trade Life Cycle, can walk you through step-by-step of what happens from the front to the back end of a trade.

You should take this course because the securities trade life cycle is an important aspect of trading, and whether you are interested in a career in banking and finance, or just want to know more about what happens behind the scenes of a bank, then this comprehensive course will outline the major steps in the trade life cycle, including:

  • Market Participants
    - who, what, when and where
  • Trade Execution and Trade Capture
    -what happens when a trade is executed and what happens to the buy and sell side
  • Trade Enrichment and Validation
    -how trades are monitored and regualted
  • Trade Agreement and Transaction Reporting
    -when trades are agreed by both the buy and sell- side, also how is this documented
  • Trade Settlement and Custodians
    -what is a custodian, how is a trade finalised
  • Settlements
    -finalising a trade
  • Position and Trade Related Operations
    -other operations at the custodian and trade positions
Who is the target audience?
  • This course is catered for those who are passionate about a career in investment banking. A basic knowledge of securities and structured products are expected
  • This course can also be for those who are interested in trading and would like to know more about what happens in a trade process
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Curriculum For This Course
Expand All 10 Lectures Collapse All 10 Lectures 02:06:35
Securities Trade Life Cycle
10 Lectures 02:06:35

Market Paricipants

Trade Execution and Trade Capture

Trade Enrichment and Validation

Trade Agreement and Transaction Reporting

Trade Settlement and Custodians


Position and Trade Related Operations

Safe Custody and Corporate Actions

Trade Position and Accounting
About the Instructor
2.9 Average rating
9 Reviews
400 Students
4 Courses
Banking and Finance Experts

AustalGroup, a financial services firm, founded in 2004 focuses on 3 core related areas – Analytics, Capital and Education.

AustalEducation provides live instruction in financial analysis. Our team comes with many years of investment banking and operational experience and we understand the market conditions and ‘on-the-ground’ reality that most companies face in India.

Our Wealth Management Courses are perfect for anyone wanting to learn the basics of investing and what it takes to be a successful investor. For anyone and any age, you will learn the basics of becoming wealthy!

Our Investment Banking Courses teach the basics of Investment Banking, as well as crucial elements of Financial Modelling, such as Balance Sheet, Income Statement, Cashflow and M&A modelling so that you have the edge in the world of banking and finance.

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