Lee has worked with a range of organisations from small start-ups through to FTSE100 companies, many that have had difficulties identifying and managing governance, compliance and operational risk, and helped them develop effective, robust systems. He has adapted his experience from working with banks in the original Senior Managers and Certification Regime (SMCR) to develop this course and supporting materials with the practical skills based focus.
Lee has worked with many firms in the areas of regulatory change and uses his knowledge to provide you with the facts and workable solutions to the SMCR and it's implementation. Our clients include IFA networks and directly authorised firms, as well as insurers, asset managers, AIFMs, stockbrokers, banks, fintech start-ups, Claims Management Companies (CMCs), Consumer Credit Act companies (CCA) as well as call centres and a number of companies outside the financial services industry.
Lee’s skills, qualifications and experience make him ideal for supporting anyone wishing to develop top-class knowledge in the management of regulatory change.