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Finance & AccountingFinance Cert & Exam PrepSeries 7 - General Securities Representative

Series 7: General Securities Representative Test Prep Course

You can view this course as a realistic alternative to paying for hours of tutoring and study at your own phase!
Bestseller
Rating: 4.3 out of 54.3 (17 ratings)
37 students
Created by Stockbroker Lab
Last updated 5/2020
English
English [Auto]

What you'll learn

  • ALL Series 7 Exam Topics
  • Equity and Debt Securities
  • Securities Act of 1933 and 1934
  • Capital Markets
  • Options Contracts, Options Strategies
  • Municipal Debt Securities
  • Customer Accounts and Prohibited Activities
  • Industry Regulatory Framework
  • Processing Trades, Key tax Issues and Margin Calculations
  • Other Securities Products and Their Risks
  • Packaged Securities and Managed Investments
  • Business of the Broker-Dealer
  • Verifying Customer Purchases and Sales Instructions
  • Placing Orders on the Customers Accounts

Requirements

  • SIE course is recommended prior to taking the Series 7 exam (which we have too!)

Description

This course prepares you to pass the Series 7 (General Securities Representative).

You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed. PLUS, you'll have access to realistic practice questions, final exam and step-by-step demonstrations of how to approach and answer those questions accurately and efficiently.

As a bonus you''ll be able to download cheat sheets in PDF format, that cover the most important concepts you must know for the exam.

Warning: This is an intensive course with 17+ hours of video lectures


Series 7 (General Securities Representative) Prep Course Outline:

  • Section 1. Getting Started at a Broker Dealer

  • Section 2. All About Accounts - Opening, Maintaining and Client Suitability

  • Section 3. Equity Securities, Derivatives, Partnerships and real Estate

  • Section 4. Fixed Income Securities - All About that Debt

  • Section 5. Packaged Securities and Managed Investments

  • Section 6. Trading Markets

  • Section 7. Processing Trades, Key tax Issues and Margin Calculations

  • 7 Practice Quizzes. 10-40 questions

  • Final Exam. Test with 135 questions

  • Bonus: Tips & Tricks before the Exam day


***Course includes 7 Sections, 7 Section Quizzes and a Final Exam(135 questions)***

Who this course is for:

  • Anyone who wants to take the FINRA's Series 7 exam
  • Study financial industry sector
  • People that want to enter financial industry
  • People that want to work for a Broker-Dealer

Instructor

Stockbroker Lab
Stockbroker Lab prepares you to PASS THE EXAM the first time
Stockbroker Lab
  • 4.2 Instructor Rating
  • 165 Reviews
  • 738 Students
  • 7 Courses

Stockbroker Lab offers a complete program of online training for securities exams, designed to ensure you pass the first time. We understand the importance of taking the exams when starting a new career or taking the steps to further your career to the next level, and we are here to ensure you to achieve your professional goals.


We've have state-of-the-art online learning technologies to deliver the industry's most complete solution for securities training, so that you have everything you need to succeed in one place.


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