Series 24 Pass Master Method and Facts Supplement

This course covers material for the Series 24 Exam.  It will go over important facts that any Supervisor, Principal, or Compliance Officer should know.

This course is designed as supplemental material, not as your only source course.

This course is appropriate for students who are about to take the Series 24 exam.  It is also appropriate for Compliance Officers or Principals looking for alternative study materials because the content can be overwhelming.

The Series 24 exam — the General Securities Principal Qualification Exam (GP) — assesses the competency of an entry-level principal to perform their job as a principal dependent on their corequisite registrations.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer.

Having passed the exam is often not enough.  Material should be constantly refreshed, and provided in multiple formats.  We take facts and make videos out of them in a number of interesting formats, to stick in your memory more than just reading. 

This is an interactive course that's here to help you study and continue your path whether you're new to the business or are managing a substantial book of business.

Compliance is important and should remain the focus of any CE studies.