
Learn how root cause analysis identifies the underlying causes of problems, guides corrective actions, and prevents recurrence of negative outcomes while enabling positive results.
Explore four root cause analysis approaches: 5 why, fishbone diagram, A3 problem solving, and 8D, tailor tools to simple or complex problems to prevent recurrence and drive corrective action.
Identify three problem-solving approaches: correction, corrective action, and preventive action, contrast reactive and proactive handling, and show how root cause analysis aligns with corrective action to prevent recurrence.
Explore the five whys, a simple root cause analysis tool, illustrated by the for want of a nail proverb to prevent recurrence.
Use five whys to uncover the root cause of a problem by iteratively asking why, focusing on a single cause, and forming actionable steps with assigned owners and deadlines.
Apply the five whys template to identify a root cause, link problem statements to successive why questions, and plan corrective actions such as supplier selection and receiving inspections.
Explore how the fishbone (Ishikawa) cause-and-effect diagram complements the 5 whys in root cause analysis, identifying causes, sub-causes, and team brainstorming to improve quality.
Draw a cause and effect diagram using Word, Excel, or SigmaXL to map the problem statement, such as oil leakage, with boxes, arrows, and root causes.
Explore how to build a fishbone (cause and effect) diagram in Minitab Workspace, selecting tools like 4S, 8P, or man–machine–materials, and export, restructure, and prioritize causes for root cause analysis.
Learn the A3 problem solving approach for root cause analysis, displaying planning and findings on a single A3 sheet using PDCA, containment actions, and countermeasures.
Select a team, train them in A3 problem solving, understand the current state, perform root cause analysis with seven basic quality tools, and apply value stream mapping.
Apply the is/is not matrix within the A3 problem solving framework to clarify the problem, identify focus areas, and guide root cause analysis through what, where, when, and how much.
Explore the seven basic quality tools, led by cause and effect (Ishikawa) diagrams, Pareto charts, flowcharts, checksheets, scatter diagrams, control charts, and histograms for practical root cause analysis.
Explore flowcharts as a core root cause analysis tool in the seven basic quality tools, alongside the fishbone diagram, mapping processes, decisions, and symbols with swimlane options.
Demonstrates creating a flowchart in Minitab Workspace, building a process map with start, process steps, decision points, and swimlane layouts, and comparing current and future states after root cause analysis.
Explore how a check sheet records and displays observations. See defects across three bottle sizes (300, 500, 1000 ml) and how data is tabulated for analysis.
Demonstrate the check sheet by tabulating defect data with cross tabulation and counts, focusing on bottle size and defect type to reveal top issues such as loose caps.
Explore how the Pareto chart, a core tool of the seven basic quality tools, prioritizes defects like loose caps and labels to reveal the vital few causing most problems.
Learn to create Pareto charts with Minitab and Excel using defect type data, pivot tables, and descending bars with a cumulative sum.
explains how a scatterplot links temperature to ice cream sales, showing dependent versus independent variables and a best-fit regression line, enabling root cause analysis with stratification by machine and operator.
Create a scatterplot showing strength (y-axis) versus temperature (x-axis) with a regression line, then compare groups by machine or operator. Excel offers a quick scatterplot workflow with a trend line.
Understand how control charts monitor process variation with upper and lower limits. Apply X-bar and R charts to subgroup data, identify common and special causes, and set limits.
Explore control charts, distinguish common and special (assignable) causes, set control limits, and connect trends and values outside the limits to root cause analysis.
Identify the seven essential control charts—imr/xmr, xbar r, xbar s, np, p, c, and u charts—and learn when to use each by data type and subgroup size.
Apply np and p control charts to measure defectives with constant and variable sample sizes, using bulbs and calls as examples, and interpret control limits to detect assignable causes.
Learn how C charts and U charts track defects with constant and variable sample sizes, set and interpret control limits, and apply root-cause analysis in process improvement.
Explore histogram, the seventh basic quality tool, a frequency distribution that reveals central value, spread, and shape to identify variation sources, as shown with piston lengths from two suppliers.
Demonstrate histogram construction in Minitab with supplier length data, show mean and standard deviation, and compare suppliers A and B with overlaid stratified histograms, plus Excel notes.
select the right graph for data by data type, continuous versus discrete, and visualize with histograms, box and whisker plots, scatterplots, bar charts, pie charts, and time series.
Explore descriptive statistics by examining mean, median, and mode, including how outliers affect the mean and how median handles extreme values.
Explore dispersion measures by calculating range, variance, and standard deviation from data, and distinguish population versus sample formulas for accurate summary statistics.
Explore descriptive statistics in practice by calculating mean, standard deviation, variance, median, mode, and range with Minitab and Excel, and learn to prepare box and whisker plots.
Explore the box and whisker plot, including median (Q2), Q1 and Q3, interquartile range, and whisker rules, with outliers and comparisons to histograms and multiple series.
Demonstrates building a box and whisker plot for length data, showing median, Q1, Q3, and outliers, then compares supplier A and B variations using grouped plots in Minitab and Excel.
Compare histogram, box and whisker plot, and individual value plot for a single continuous variable. Choose individual value plot for small data sets and stratify by supplier using Minitab.
Analyze a single discrete variable with bar charts, comparing chocolate preferences by gender and Titanic survival, using side-by-side, stacked, and percentage-based visualizations.
Explore bar charts using chocolate preference and Titanic survival data, creating simple, clustered, and stacked charts, including percentage displays, and compare gender and status insights.
Explore pie charts for discrete data, including strengths and pitfalls, with chocolate, gender, and Titanic survival examples; avoid 3d pies and compare to bar charts, plus Minitab steps.
Explore how bubble charts extend scatterplots by encoding age, income, saving, and credit cards as size and color to reveal relationships; compare with matrix plots and apply in Minitab.
Demonstrate bubble chart creation in Minitab by plotting income on the y-axis and age on the x-axis, with bubble size as savings. Then group by credit cards; preview matrix plot.
Learn to create matrix plots for multiple continuous variables, compare relationships with regression lines, and explore matrix plots versus bubble plots in Minitab using car data.
Master time series analysis by evaluating trends and seasonality in monthly data, using decomposition to separate trend from seasonal effects and improve forecasts with Minitab.
Demonstrate time series construction and forecasting with a simple time series, trend analysis, and decomposition to capture seasonality and forecast the next 12 months.
Introduce value stream maps as a visualization of a work process, showing material and information flow across steps like preparation, welding, inspection, and shipping, with cycle time and takt time.
Explore takt time based on customer demand, and distinguish cycle time, lead time, and value added versus non-value added activities in a value stream map.
Demonstrates value stream maps, current vs future state, bottleneck resolution via in-house inspection, and A3/8D context with Minitab-driven takt time, cycle time, and lead time calculations.
Explore the history and components of the 8D problem solving approach, from MIL-STD-1520 roots to Ford's global 8D, and connect problem solving, corrective action, and root cause analysis.
Explore the 8D approach, from D0 preparation to D8 recognition, by forming a team, describing the problem, performing root-cause analysis, implementing permanent corrective actions, and preventing recurrence.
Distinguish symptoms from the problem; avoid fixing symptoms. Use brainstorming with fishbone diagrams and seven basic quality tools, including Pareto charts and scatter diagrams, to identify and remove root causes.
Use the 8D approach for significant safety issues, major customer complaints, or unacceptable high failure costs, where a team-based, data-driven approach adds value. It relies on multi-disciplinary teamwork and documentation.
Explore D-0 preparation and emergency response in the 8D framework, including understanding symptoms, identifying affected customers, and applying PDCA to plan, do, check, and act before D1.
Establish a cross-functional 3-7 member team for the 8D D1 process, selecting willing, problem solving trained team players and a facilitator, with clear roles, ground rules, and an action log.
Establish the 8D team with sponsor, champion, team leader, facilitator, and team members to set D1 roles and responsibilities. Define leadership and collaboration needs to support cross-functional, goal-driven sessions.
Explore Tuckman's five-stage model—forming, storming, norming, performing, and adjourning—for cross-discipline 8D teams and learn how leaders move from forming to performing to solve root causes.
Explore why team conflicts arise in 8D problem solving, from misaligned priorities to diverging perceptions, and apply conflict-resolution strategies, including the Thomas-Kilmann model for collaborative, win-win solutions.
Identify and address negative team dynamics in problem-solving sessions by recognizing eleven behaviors, including over-bearing and dominant participants, reluctant participants, and group thinking, with strategies to foster open discussion.
Identify and address six negative team dynamics—feuding, floundering, rush to accomplish, attribution, discounts, and digression or tangent—through decisive leadership to keep meetings focused and respectful.
Master establishing the team in the 8D process and using the action log to track actions, questions, owners, targets, and timely closure.
Describe the problem in quantifiable terms using what, when, where, who, and how, identify affected parties, and set boundaries with an is and is not matrix.
Apply the 5W2H information gathering tool to describe the problem: identify who is affected, what, when, where, how, and how many, while postponing why discussions for root cause.
Learn to map a process using SIPOC's five columns to identify suppliers, inputs, process, outputs, and customers for clear problem understanding.
Learn to describe problems through a gemba walk, by visiting the actual place where work is done, observing the process, speaking with performers, and respecting their work.
identify and classify stakeholders using the onion model and power and interest matrix, communicate with key players, latent stakeholders, and defenders, and plan interim containment in problem solving.
Identify and implement interim containment plans in D3 by reviewing prior actions, informing customers, and coordinating with suppliers and internal teams, balancing risk and reward to prevent escalation.
Identify and trace products in the 8D process by using barcodes, RFID, and colour codes; track status with shop travellers and red/green stickers, and apply batch or VIN level traceability.
Identify both occurrence and escape root causes within the 8D framework using data analysis, cause-and-effect diagrams, and filtration to focus on probable root causes.
Identify typical root causes across physical, human, and organizational categories. Explore examples like training gaps, flawed procedures, governance issues, and document control risks in the 8D framework.
Develop tools for root cause analysis in the 8D problem solving framework, highlighting the cause and effect diagram, basic quality tools, and idea generation methods like brainstorming and Gemba walk.
Brainstorming gathers a large list of ideas in a group, without judging, to capture spontaneous contributions focused on quantity. Later refine and filter to identify root causes for fishbone analysis.
Explore the nominal group technique (NGT) for root cause analysis, contrasting it with brainstorming, and learn its five steps from idea generation to voting and ranking.
Organize brainstormed ideas with an affinity diagram, also known as the KJ method, grouping them into themes like contents, presentation, and practice to guide 8D root cause analysis.
Develop permanent corrective actions after root cause analysis by prioritising preventive and reactive measures, evaluating cost-benefit and evidences, and applying tools like poka-yoke, design changes, and control plans.
Poka-yoke shows how to prevent inadvertent mistakes by design, using prevention and detection methods with examples like USB one-way connections and car warning signals.
Use force field analysis to weigh supporting and resisting forces for a corrective action, guiding its implementation with benefits like fewer defects and lower downtime.
Develop and maintain product characteristics with a control plan involving the process owner, outlining leg-length controls, 100% inspection, X bar R chart, and a reaction plan for D5 and D6.
Prioritize corrective actions using benefit-cost analysis by comparing investment costs to long-term savings, adjusting for cost of capital, and calculating the present-value benefits and a ratio of 1.89.
Implement permanent corrective actions by updating documents, training staff, and communicating changes to stakeholders, while re-evaluating emergency steps and using a control plan and RACI matrix to track progress.
Learn how to use a Gantt chart, a bar-chart style tool, to plan and track start and end dates and progress across five root cause analysis actions.
Demonstrate creating Gantt charts in Microsoft Excel to monitor corrective actions in root cause analysis. Track tasks, start and due dates, progress, milestones, and management reporting, with optional Minitab workspace.
Explore how to use a RACI matrix to assign responsibility, accountability, consulted, and informed roles for corrective action plans, with examples.
Demonstrates creating a RACI matrix in Excel or Minitab, defining activities and roles (RACI: responsible, accountable, consulted, informed), and using it with a Gantt chart to implement corrective actions.
Prevent recurrence after implementing permanent corrective actions in the 8D process by maintaining changes, reviewing similar areas, and applying documentation, flowcharts, training, lessons learned, control plans, poka-yoke, and FMEA.
Explore failure mode and effect analysis (FMEA) to identify and prioritize potential failures across concept, design, and process phases. See FMEA as a proactive, living document that helps prevent recurrence.
Explore how to create an FMEA for the receiving of perfume ingredients, identifying wrong ingredients as the failure mode, evaluating severity, occurrence, and detection, and calculating the RPN.
Recognize team and individual contributions within the 8D problem solving framework, using specific non-monetary and monetary recognition (newsletters, certificates, trophies, lunches) to reinforce above and beyond effort.
Learn how to apply the 8D root cause analysis using a ready Word template, covering D0 planning through D5 corrective and preventive actions.
Note: Students who complete this course can apply for the certification exam by Quality Gurus Inc. and achieve the Verified Certification from Quality Gurus Inc. It is optional, and there is no separate fee for it. Quality Gurus Inc. is the Authorized Training Partner (ATP # 6034) of the Project Management Institute (PMI®) and the official Recertification Partner of the Society for Human Resource Management (SHRM®)
The verified certification from Quality Gurus Inc. provides you with 8.0 pre-approved PMI PDUs and 8.0 SHRM PDCs at no additional cost to you.
This course is accredited by The CPD Group (UK). You are eligible to claim 8.0 CPDs for this course (Accreditation# 1016191)
Root Cause Analysis and the 8D Problem Solving Bootcamp (Accredited)
In this course, I will cover four broad strategies or approaches for Root Cause Analysis (RCA) and problem-solving:
1. Five Why's
2. Cause and Effect Diagram
3. A3 Problem Solving Approach
4. Eight Disciplines or 8D Problem Solving Approach
Depending upon the complexity of the problem, you can choose one of these approaches.
While taking these approaches, many tools and techniques could be applied. I will cover many such tools, for example:
1. Seven Basic Quality Tools (Cause and Effect Analysis, Flow Chart, Check Sheet, Pareto Chart, Scatter Plot, Control Charts and Histograms)
2. Descriptive Statistics (Mean, Mode, Median, Range and Standard Deviation)
3. Graphs and Charts (Box and Whisker Plot, Individual Value Plot, Bar Chart, Pie Chart, Bubble Chart, Matrix Plot, and Time Series)
4. Value Stream Mapping
5. Tools for D1 (Establish the Team): Team Roles, Team Stages, Conflict Management and Negative Team Behaviours
6. Tools for D2 (Describe the Problem): 5W2H, SIPOC, Gemba Walk and Stakeholder Analysis
7. Tools for D3 (Interim Containment): Identification and Traceability
8. Tools for D4 (Root Cause Analysis): Brainstorming, Nominal Group Technique and Affinity Diagram
9. Tools for D5 (Develop CA): Poka-yoke, Force Field Analysis, Control Plan and Benefit-Cost Analysis
10. Tools for D6 (Implement CA): Gantt Chart, RACI Matrix, Reports and Dashboard
11. Tools for D7 (Prevent Recurrence): FMEA
Continuous Professional Development (CPD) Units:
For the ASQ® Recertification Units (RUs), we suggest 0.80 RUs under the Professional Development > Continuing Education category.
For PMI®, 8.0 pre-approved PDUs can be provided after completing our optional/free certification exam. The detailed steps for taking Quality Gurus Inc. certification with preapproved PDUs are provided in the courses.