NISM Series XII Securities Markets Foundation Exam Mock Test
Description
NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 750+ Question Bank. Mastering the NISM Exams with Practice Test & Mock Test along with Detail Explanations
The securities market a dance floor, where fear and greed dance together as couple! – P. Anshu
ABOUT THIS MOCK TEST
Prepare for success in the NISM-Series-XII: Securities Markets Foundation Certification Examination with our meticulously crafted question bank guide. This comprehensive resource is designed to enhance your understanding of key concepts and ensure thorough preparation for each chapter of the examination. NISM workbook Version: March 2022 used as reference to develop this mock test.
Key Features:
Special Extra Questions on Glossary of Financial Terms
Chapter-wise MCQs aligned with learning outcomes.
In-depth coverage of key topics, including securities markets, asset allocation, primary and secondary markets, mutual funds, and derivatives markets
Comprehensive Mock Test to simulate the real exam environment.
Detailed explanations and rationale for each answer to enhance understanding.
User-friendly format for easy navigation and efficient study sessions
This Mock test is part of my Printed Version of Exam Prep Guide comes with 1500+ Question bank along with additional learning resources.
BOOK NAME: NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 1500+ Question Bank
This Exam preparation guide is available on all major eCom platforms like Amazon/Flipkart etc.
NISM Test Objectives & Learning Outcomes Covered in this Mock Test
1. UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE
Regulators of Securities Markets
Role of Securities Markets
Securities markets and the definition of securities
Securities Markets: Structure and Participants
Technological advancements in the securities market
2. SECURITIES: TYPES, FEATURES AND CONCEPTS OF ASSET ALLOCATION AND INVESTING
Asset Allocation and Diversification
Benefits and Risks of Investing in Debt Securities
Characteristics and role of Commodities as an asset class
Characteristics and role of Debt securities
Characteristics and role of equity capital
Choice between Equity and Debt Financing for Issuers
Choosing between Debt and Equity Investment Avenues
Classification of Debt Instruments
Commonly Used Terms in Equity Investing
Debt Investing Process
Derivatives
Different types of equity and debt securities and its features
Equity Research
Features of Debt Instruments
Foreign Currency Convertible Bonds (FCCBs)
Government Securities
Hybrid Instruments
Types and structures of Debt instruments
Types of Equity Capital
Understanding the factors underlying the investment process
Various aspects of investing in Debt securities
Various aspects of investing in Equity
3. PRIMARY MARKETS
Basis of Allotment
Constituents in a Public Issue
Functions of the Primary Market
Meaning of Primary markets and its functions
Primary Vs Secondary Markets
Prospectus
Public issue process for debt securities
Qualified Institutions Placement
Regulations pertaining to Public Issue of Shares
Regulatory requirements for a Public Issue of Debt Securities
Types of Issues
Types of Public Issue of Equity Shares
4. SECONDARY MARKETS
3-in-1 Account
Block deals and Bulk deals
Brokers and Client Acquisition
Clearing and Settlement of Trades
Clearing Corporation
Contract Note
Corporate Actions
Electronic Trading and Order Execution
Margins and cross-margining
Market Information and Regulation
Market Structure and Participants
Orders
Reading Market Prices
Rights, Obligations and Grievance Redressal
Risk Management Systems
Role, function, market structure and participants
Secondary market trading and reporting for debt securities
STT rates
Trading and settlement process
Types of secondary markets for different securities
5. MUTUAL FUNDS
Distributor Commission & Transaction charges
Investment approaches ? active and passive
Meaning and Description of a Mutual Fund
Processes for Investing in Mutual Funds
Purchase Transactions
Reading Mutual Fund Information
Redemptions
Regulation of Mutual Funds
Solution Oriented Schemes
Terms and Concepts Related to Mutual Funds
Types of Closed ended Mutual Fund Schemes
Types of Debt Schemes
Types of Hybrid Schemes
Types of Open-ended Mutual Fund Products
6. DERIVATIVES MARKETS
Application of Derivatives Products in Risk Management
Derivatives
Market Indicators
Risk Management in Derivative Markets
Structure of Derivative Markets
Structuring a Derivative Product
Trading and Settlement Process: Equity Futures and Options
Types of Derivative Products
Underlying concepts in Derivatives
7. Special Questions on Glossary of Financial Terms
Who this course is for:
- The NISM-Series-XII: Securities Markets Foundation Certification Examination is for entry level professionals, who wish to make a career in the securities markets. This certification examination will also be useful to all those individuals who are interested in acquiring a basic knowledge of the Indian Securities markets, including: • Entry level professionals in the securities markets • Employees of intermediaries functioning in the securities industry • Professionals in other industries interested in gaining knowledge of the securities markets • Students • Homemakers • Teachers The purpose of this exam is to impart basic knowledge of the Indian securities markets to the participants and related rules and regulations. This examination is a voluntary examination.
- SMART Trainers
- IAP Trainers
- Students
- MBA Finance Students
Instructor
- 3.7 Instructor Rating
- 131 Reviews
- 1,586 Students
- 31 Courses
Expert BFSI Domain Certification Trainer- Empowering Professionals and students to excel in navigating the intricate landscape of financial regulations and mandatory certification exams in Banking Financial Services & Insurance Domain.
Anshu, a passionate Six-Sigma Certified corporate trainer, qualified financial planner, driven by an objective to achieve & empower financial inclusion through quality education with a fundamental principle of "Earn living hood by serving". Equipped with over a decades of national & international financial industry experience specialized in area of operation, training & Content development.
Numerous contributions have been made by him in the field, being associated with world renowned organizations, NGOs, Educational Institute & Consultants. Also serving as visiting Faculty to various financial academic institution & Hon Global Academic Advisor: various international financial institutions like AFM/GFM.
He is a passionate traveler, travelled all Indian states & union territories as road trip, covering around 5lkh+ kilometers. His travel story on road begins with a quote "Design rather than default", was the great saying which somehow shaken him since childhood.
With his travel across India and understanding human mind & behavior towards investing and finance in Indian context he currently working on his dream project of writing a book on "Behavioral finance- Emotional Economics & Mindful Investing specially focused on India in regards to Navigating the Human Side of Financial Markets in India"
It was not well known to all that ROADs would have a major role to play in later stage of his life. Life moved on the way it was supposed to as everyone moves, with imposed conditionings. It’s always been told to him “You cannot always choose how, when and even where?”. But for him Its Journey is the Destination.
Special Note: Time to time we keep running various discount offer for our online mock test. Please visit Author’s Website to check if any special discount code or fixed price discount code for this month.
Other Exam Prep Guide & Books by Author: (All Books are available on all major eCom portal, you can also visit the Author's website to avail free shipping option directly from publisher.
1. NISM-Series-X-A: Investment Adviser (Level 1) Certification Exam Preparation Guide with 2500+ Question Bank & 10+ Case Studies
2. NISM Exam Preparation Guide for NISM-Series-I: Currency Derivatives Certification Exam with 2100+ Question Bank
3. NISM-Series-V-A: Mutual Fund Distributors Certification Exam Preparation Guide with 2500+ Question Bank 2024
4. NISM Exam Preparation Guide for NISM-Series-XV: Research Analyst Certification Exam Practice Test & Mock Test 2000+ Question Bank
5. NISM Exam Preparation Guide for NISM-Series-21A: Portfolio Management Services (PMS) Distributors Certification Exam Practice Test & Mock Test
6. NISM Exam Preparation Guide for NISM-Series-VIII: Equity Derivatives Certification Exam Practice Test & Mock Test Mastering the NISM Exams with 800+ Question Bank
7. NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam Preparation Guide with 1400+ Question Bank
8. NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 1500+ Question Bank
9. NISM-Series-XVI: Commodity Derivatives Certification Exam Preparation Guide with 1500+ Question Bank
10. III Licentiate Exam Preparation Guide IC 02 Practice of Life Insurance with 1500+ Question Bank Revised