NISM Series II-A: RTA – Corporate Exam Mock Test

Master the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate Exam with Confidence

This comprehensive Mock Test series is designed to help you assess and strengthen your readiness for the NISM Series II-A RTA (Corporate) Certification Exam. With over 1000 carefully crafted multiple-choice questions, this course covers all the key chapters, learning outcomes, and regulatory guidelines outlined by NISM.

Each question is accompanied by detailed answer explanations and domain references, ensuring not only practice but deeper understanding of the subject. The course is aligned with the latest exam syllabus and offers full coverage of topics relevant to RTAs, depositories, securities markets, client servicing, and regulatory compliance.

This is a practice test-only course - ideal for revision, self-assessment, and real exam simulation.

What You’ll Learn:

• Practice with 1000+ exam-aligned questions covering all NISM RTA Corporate test objectives and learning outcomes.

• Strengthen conceptual understanding through detailed explanations for each correct answer.

• Identify weak areas using Knowledge Area mapping provided at the end of each test.

• Access information about additional learning resources to support your preparation.

Why Choose This Mock Test?

• Comprehensive Coverage: All chapters, concepts, and exam objectives are included.

• Exam Simulation: Full-length tests to build exam confidence, time management, and accuracy.

• Targeted Feedback: Detailed explanations help you learn, not just memorize.

• Knowledge Area Mapping: Understand exactly where to focus your improvement.

Who Should Enroll:

• Individuals preparing for the NISM Series II-A: RTA (Corporate) Certification Exam.

• Professionals working in depository services, registrars, transfer agencies, and securities market operations.

• Students and career aspirants aiming to enter the capital markets, mutual funds, or registrar services sectors.

Chapters & Knowledge Areas Covered:

1. Introduction to Securities

Equity, Debt, Hybrids, and key features of financial instruments.

2. Characteristics of Equity Shares

Corporate actions, investor rights, and risk factors.

3. Characteristics of Debt Securities

Market classifications, credit ratings, and fixed income instruments.

4. Other Securities Overview

AIFs, convertible instruments, ETFs, and investment trusts.

5. Basics of Mutual Funds

Fund structures, types, and regulatory framework.

6. SEBI Regulations & Role

SEBI Acts, RTA codes of conduct, investor protection measures.

7. Public Offer of Securities

IPOs, FPOs, buybacks, and public issue processes.

8. Share Allotment Methods (Beyond Public Offers)

ESOPs, QIPs, private placements, and rights issues.

9. Public Offering Processes

Green Shoe Options, SME IPOs, pre- and post-issue responsibilities.

10. Roles & Responsibilities in Public Issue

RTAs, sponsor banks, bankers to the issue, UPI system.

11. Depository Services

Dematerialization, rematerialization, investor interface.

12. Depository Processes

Corporate actions, reconciliations, settlement cycles.

13. Investor Interface with RTAs

E-voting, duplicate certificates, SOPs, grievance handling.

14. Secondary Market Transactions

Stock exchange regulations, SEBI LODR guidelines.

15. Client Servicing Excellence

Service standards, FTR principles, and ethical conduct.

How This Course Helps You:

• Build confidence through continuous practice with high-quality questions.

• Clarify complex regulatory topics through explanation-backed learning.

• Improve exam performance by focusing on weaker areas identified via Knowledge Area reports.

Important Note:

This course is a Practice Test Only. It does not include video lectures. Content will be updated regularly in line with NISM syllabus changes, ensuring accuracy and relevance.