Mastering ROC Compliance: Company, LLP, and CSR Filings

Welcome to our all-inclusive course on Mastering ROC Compliance: Company, LLP, and CSR Filings, a complete guide for anyone looking to master the intricacies of corporate compliance under the Companies Act, 2013 and Limited Liability Partnership (LLP) Act, 2008.

If you're a Company Secretary (CS), Chartered Accountant (CA), corporate professional, entrepreneur, or student, this course is your one-stop resource to understand, prepare, and file various ROC and MCA forms accurately and confidently.

We begin the course with a foundational introduction to ROC filings, exploring SPICe+ forms, and guiding you step-by-step through the process of company incorporation and MCA portal registration.

As we progress, you’ll gain a practical understanding of:

• Director KYC filing (DIR-3 KYC) – ensuring director compliance and DIN validation

• Filing of Annual Returns – AOC-4, MGT-7, MGT-7A and related forms for companies and OPCs

• Board Meeting & AGM – drafting notices, passing resolutions, and maintaining records

• Charge-Related Filings (CHG-1, CHG-4) – creating/modifying and satisfying charges

• Auditor Appointment & Resignation Filings – understanding ADT-1 and other related forms

• Director-related changes – Appointment, Resignation, Change in Designation, and Consent filings (DIR-12, DIR-2)

• Change in Registered Office – using Form INC-22 and related compliance

• Form DPT-3 (Return of Deposits) – applicable for companies with loans or advances

• CSR Filings – tracking and reporting corporate social responsibility obligations

• MSME-1 Form Filing – complying with supplier payment timelines under MSMED Act

• Digital Signature Certificate (DSC) – usage and troubleshooting common issues

Additionally, you’ll get hands-on experience in LLP-specific filings, such as:

• LLP Incorporation & Agreement Filing (Form 3)

• Annual Compliance Forms (Form 8 & 11)

• Change in LLP Name & Partner Details (Form 4, Form 5)

• LLP Event-based Filings and updates on recent amendments

Each module is paired with real-life examples, downloadable formats, and best practices to help you navigate the MCA portal, avoid penalties, and meet all statutory deadlines effectively.

By the end of the course, you’ll have the skills to independently:

• Perform end-to-end ROC filings for companies and LLPs

• Draft and maintain board meeting documents and resolutions

• Stay compliant with annual, event-based, and time-bound regulatory requirements

• Navigate the MCA portal and use it confidently for all form submissions

• Understand and implement company law in practical scenarios

Whether you're working in compliance, corporate law, or managing your own business, this course will empower you to handle ROC and MCA filings seamlessly, stay compliant, and avoid costly mistakes.

Let’s get started and take your knowledge of corporate compliance and return filing to the next level!