
Introduction about self, course structure & curriculum outline covered
Learn about Secondary Market and it's importance
- Benefits of Secondary Market
Learn about why Securities came into existence
Learn about why companies raise funds using Securities and benefits of same
Learn about how different departments are segregated in Secondary market transactions
Learn about end to end Lifecycle of a trade
How trade flows through various departments of Investment Bank
Learn about different functions in Trade processing
Basics about roles of different departments in Trade Life Cycle viz. Front, Middle & Back Office
Learn about order Processing in Front Office
- Order Creation
-Order Enrichment & Validation
-Order Routing & Execution
Learn about
-Low Touch & High Touch Trading
-Algorithmic & Dark pool Trading and Internal Cross
-Difference between Sales and Dealing Desk
Learn about role of Middle Office in Trade Processing
-Difference between Sales Support & Trade Support roles
- Role of Trade Support Assistant
- Role of Sales Support Assistant
-Different types of Middle Office activities
Learn about role of Back Office in Trade Processing
- Different activities in Back Office
-Trade Prematching
-How Trade Settlement happens
-Risks/ Issues in Trade Settlement
- Trade Reconciliation (including cash & stock reconciliation)
- Different types of Settlement related SWIFTs
Learn about Derivatives
-How Derivatives are traded
-Settlement of Derivatives
-Interest Rate Swap Derivatives explained
- Credit Default Swap Derivative explained
- Options Derivative explained (with Call, Put & Straddle Option)
Learn about Corporate Actions
- Difference between Mandatory & Voluntary Corporate
Different Corporate Action examples & their impact
-Stock Split
-Reverse stock split
-Rights Issue
- Merger & Acquisition CA
- Spin Off
- Convertible Debentures
- Dividend (Cash & Stock dividend)
- Important dates in Corporate Action explained
Impact of different Corporate Actions
- On Stock Price
- At Depository
- In Internal Systems
- On Security Lending/ Free of Payment Trades
- On Cash Settlement trades
If you are a job seeker in Investment Banking or want to learn about different functions of Investment Banking, this course is for you.
If you are already working in one of the domains in Investment Banking Operation and want to learn more about end to end Trade Life Cycle or want to learn about other domains of Investment Banking Operations- this course is for you.
- Learn about Secondary Markets and their importance
- Learn about need of Secondary Markets and their benefits
- Learn about end to end life cycle of a trade, how trade is processed and flows through different functions of Investment Bank
- Learn about Front, Middle & Back Office operation how they work and different roles & responsibilities in these functions.
- Learn about Order Routing & Execution in Front Office, Trade Confirmation & Validation in Middle Office, Trade Settlement and Reconciliation in Back Office along with various standard SWIFT messages used in trade Settlement
- Learn about different types of Derivatives, how Derivatives work with examples of Derivatives for better understanding
- Learn about different types of Corporate Actions & their impact on Depository, Cash component & internal systems
On completion of this course you will be well versed to crack interviews in Investment Banking domain.
Also, this course can help you during your job in the Investment Bank