Digital Customer Onboarding
What you'll learn
- An introduction to Anti-Money laundering and Counter-Terrorism Financing
- The Front End Questions To Ask
- The Back End Checks To Carry Out
- Silent Checks And Why They Keep You Out Of Prison
- Governance (the rules for your company)
- We Provide Resources For All To Use
- Digital Product Or Service Provider Who Falls Under The Anti-Money Laundering Rules Requirements
With all the fascination and excitement about start-ups and FinTech, you wonder if your knowledge is still relevant and you may have doubts about whether you can really be successful and respected in the crazy world of FinTech.
You may be afraid to admit that you don’t really know how people send money from one mobile phone to another; and you don’t really know how to describe what bitcoin is.
Maybe you are afraid that you are “too old” and that your time is “over”. (Don’t worry, we’ve been “there” but with FinTech you can completely change your life).
To onboard someone successfully, and comply with all the legal requirements, as well as mitigate your business from financial crime risks, is a juggling act. Unfortunately some firms don't do enough, and others over commit themselves in an effort to attract as many customers as they can, leaving them with huge amounts of manual checking to do.
Follow these tips and get what you need. Don't get led down the garden path by advisers who used to work for large conglomerates with unlimited budgets, get the practical help you need with an easy check list provided.
Who this course is for:
- Digital Product Or Service Provider
- Regtech Applications
- FinTech Applications
- Money Service businesses
- Foreign Exchange Online Businesses
- Students for AML study
- Web developers dealing with any of the above
Lee has worked with a range of organisations from small start-ups through to FTSE100 companies, many that have had difficulties identifying and managing governance, compliance and operational risk, and helped them develop effective, robust systems. He has adapted his experience from working with banks in the original Senior Managers and Certification Regime (SMCR) to develop this course and supporting materials with the practical skills based focus.
Lee has worked with many firms in the areas of regulatory change and uses his knowledge to provide you with the facts and workable solutions to the SMCR and it's implementation. Our clients include IFA networks and directly authorised firms, as well as insurers, asset managers, AIFMs, stockbrokers, banks, fintech start-ups, Claims Management Companies (CMCs), Consumer Credit Act companies (CCA) as well as call centres and a number of companies outside the financial services industry.
Lee’s skills, qualifications and experience make him ideal for supporting anyone wishing to develop top-class knowledge in the management of regulatory change.