CAIIB 360- BANKING REGULATIONS & BUSINESS LAWS Mock Test

This CAIIB mock test series for Banking Regulations & Business Laws offers 1500+ well-researched, syllabus-aligned MCQs on the 'Banking Regulations and Business Laws' paper. Spread across 6 tests of 250 questions each, it ensures exhaustive practice with domain tagging and detailed explanations. Designed by subject experts, this tool helps candidates master core laws, compliance norms, and practical legal applications within banking. Prepare better, smarter, and with confidence.

MODULEs & UNITs Covered on this Mock Test:

Module A: Regulations and Compliance - Covers RBI Act, Banking Regulation Act, compliance norms, NBFCs, financial stability, and regulatory bodies impacting banking operations.

1 Legal Framework Of Regulation Of Banks

2 Control Over Organisation Of Banks

3 Regulation Of Banking Business

4 Returns, Inspection, Winding Up, Mergers & Acquisitions

5 Public Sector Banks, Private Sector Banks, Regional Rural Banks, Differentiated Banks, Co-Operative Banks And Local Area Banks

6 Non-Banking Financial Companies (NBFCs)

7 Financial Sector Legislative Reforms & Financial Stability And Development Council

Module B: Legal Aspects – Part A- Includes major acts like PMLA, FEMA, NI Act, PSS Act, Securities & Charges laws, and other regulatory tools essential for secure banking.

8 The Prevention of Money Laundering Act, 2002

9 Negotiable Instruments Act, 1881

10 Foreign Exchange Management Act, 1999

11 Payment And Settlement Systems Act, 2007

12 Law Relating To Securities And Modes Of Charge – I

13 Law Relating To Securities And Modes Of Charge – II

14 Creation/Registration And Satisfaction Of Charges

Module C: Legal Aspects – Part B- Focuses on SARFAESI, DRT, IBC, MSME Act, Consumer Protection, and Debt Recovery laws — critical for enforcement and redressal.

15 Reserve Bank – Integrated Ombudsman Scheme, 2021

16 The Micro, Small And Medium Enterprises Development Act, 2006

17A Securitisation And Reconstruction Of Financial Assets And Enforcement Of Security Interest Act, 2002 (SARFAESI Act, 2002)

17B Definitions Under Sarfaesi Act, 2002

17C Regulation Of Securitisation And Reconstruction Of Financial Assets Of Banks And Financial Institutions

17D Enforcement Of Security Interest

17E Central Registry

17F Offences And Penalties

17G Miscellaneous Provisions

17H Registration Of Security Interest By Secured Creditors And Other Creditors / Rectification By Central Government In Some Cases

18A The Recovery Of Debts And Bankruptcy Act, 1993

18B Establishment Of Tribunal And Appellate Tribunal

18C Jurisdiction, Powers & Authority Of Tribunals

18D Procedure Of Tribunals

18E Recovery Of Debts Determined By Tribunal And Miscellaneous Provisions

19 Introduction To The Insolvency And Bankruptcy Code, 2016

20 The Bankers’ Books Evidence Act, 1891

21 The Legal Services Authorities Act, 1987: Lok Adalats

22 The Consumer Protection Act, 2019

23 Law Of Limitation

24 Tax Laws

Module D: Commercial & Other Laws- Covers contracts, LLP, company law, sale of goods, agency, partnership, RTI, IT Act, and other key commercial laws applicable in banking.

25A Meaning and Essentials of a Contract

25B Contracts Of Indemnity

25C Contracts Of Guarantee

25D Contract Of Bailment

25E Contract Of Pledge

25F Contract Of Agency

26A Meaning And Essentials Of A Contract Of Sale

26B Conditions And Warranties

26C Unpaid Seller

27A Definition, Meaning And Nature Of A Partnership

27B Relations Of Partners To One Another

27C Relations Of Partners To Third Parties

27D Minor Admitted To The Benefit Of A Partnership

27E Dissolution Of A Firm

27F Effect Of Non-Registration

28A Definition And Features Of A Company

28B Types Of Companies

28C Memorandum Of Association And Articles Of Association

28D Doctrines Of Ultra Vires / Constructive Notice / Indoor Management

28E Membership Of Company

28F Prospectus

28G Directors

29 Limited Liability Partnership Act, 2008

30 Transfer Of Property Act, 1882

31 The Right To Information Act, 2005

32 Right To Information And Obligations Of Public Authorities

33 Information Technology Act, 2000

34 The Prevention Of Corruption Act, 1988