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AML Case Investigation Skills
Rating: 4.5 out of 5(5,519 ratings)
14,088 students

AML Case Investigation Skills

A guide to conducting AML case investigations, writing quality case narratives and the submission of STRs (STR filing)
Created byAmal Jayasinghe
Last updated 10/2020
English
English [Auto],Finnish [Auto],

What you'll learn

  • Latest AML and Compliance related cases around the world along with fines and penalties imposed
  • The AML Transaction Monitoring Process
  • How to identify Red flags and Suspicious Activity in financial institutions
  • The AML Case Investigation Process and how to write a case narrative
  • Submitting Suspicious Transaction Reports (STRs) to the FIU

Course content

1 section • 5 lectures • 1h 16m total length

  • Latest AML Compliance Cases12:51

    Explore the latest AML compliance cases, examine the transaction monitoring process, identify red flags in suspicious transactions, and learn to file suspicious transaction reports to the financial intelligence unit.

  • Transaction Monitoring Process8:37

    Learn how transaction monitoring detects money laundering and enforces reporting of suspicious activities in financial institutions. Follow the alert-to-case workflow from automated systems to investigation and filing with the FIU.

  • Red Flags and Suspicious Transactions12:01

    Identify red flags and suspicious transactions through patterns such as unusual customer behavior, cash handling, wire transfers, and trade-based money laundering to detect fraud, money laundering, or terrorist financing.

  • AML Case Investigation Process31:20

    Learn to conduct an e-mail case investigation and write up, using KYC profiles, triggering events, and review periods to distinguish not suspicious from suspicious activity and outline actions.

  • Case Write-Up 1
  • Case Write-Up 2
  • Case Write-Up 3
  • Submission of Suspicious Transaction Reports (STRs) to the FIU11:49

    Identify when to file suspicious transaction reports to the financial intelligence unit, using reasonable grounds to suspect, and follow the FATF-guided 30-day reporting timeline.

  • Quiz

Requirements

  • Device with basic video-viewing capability
  • Knowledge of basic concepts of AML Fundamentals is preferred

Description

This course is designed to provide candidates with a thorough knowledge of the practical aspects to being an AML investigator in Transaction Monitoring. The aim of this course is to enable candidates to confidently answer questions at a job interview for a position in the field, including the all-important question of "Why should you be hired for a job in the AML field with no prior experience in the industry?"

It will cover topics such as the latest AML and compliance cases around the world, identifying red flags and suspicious activities in financial institutions and how to conduct a case investigation.

During this course, candidates will also have the opportunity to complete case write-ups to sharpen their AML case investigation skills, as well as a practice quiz to test their knowledge on the topics covered.

Who this course is for:

  • AML analysts currently working in name screening, KYC & CDD functions who are looking for a role in Transaction Monitoring as an AML Investigator
  • Banking professionals currently working in areas other than AML & Compliance, seeking a career shift to those departments

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