AML/CDD/KYC Compliance in Banking

Designed for those who are interested in understanding or developing a career in the AML, CDD and KYC compliance field, particularly in Finance or Banking.

As a professional banker with multinational banking experience and a dedicated expertise in non-financial risk management, I had recruited and led more than 100 AML/CDD professionals in performing various financial crime risk management functions in multiple jurisdictions.

In this course, we will go through key concepts of Customer Due Diligence (CDD) and Know Your Customer (KYC), with emphasis on their applicability in Anti-Money-Laundering (AML) and other financial crime risks management.

We will be looking in-depth of each CDD elements (including but not limited to Identification and Verification, Industry analysis, Country Risks etc.) during KYC, understand the type of risks being associated in the process, and comprehend the different ways of mitigations in managing these risks that are currently being performed in Banks and Financial Institutions. 

You will be able to obtain first-hand insights on how these functions are being operated in a Bank, what kind of roles are supporting these functions, as well as their future prospects under various mega-trends. For example, we will be looking in-depth on the applicability in Artificial Intelligence and their impacts to financial crimes risks development; we will also be exploring what kind of employment opportunities are in demand under these mega-trends.

Upon finishing this course, you will be equipped with the critical knowledge you will need to know in financial crimes risks management in Finance and Banking, along with a first-hand understanding of how the field functions.