CFA Level 1 Ethics - Video Question Bank 2016
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CFA Level 1 Ethics - Video Question Bank 2016

A course covering practice questions on Ethics
4.7 (29 ratings)
Instead of using a simple lifetime average, Udemy calculates a course's star rating by considering a number of different factors such as the number of ratings, the age of ratings, and the likelihood of fraudulent ratings.
894 students enrolled
Created by Analyst Help
Last updated 7/2016
English
Price: Free
Includes:
  • 1 hour on-demand video
  • 1 Article
  • 2 Supplemental Resources
  • Full lifetime access
  • Access on mobile and TV
  • Certificate of Completion
What Will I Learn?
  • Solve CFA level 1 multiple choice questions and feel more confident on exam day
  • Have good understanding of the Ethics topic for the CFA exam
View Curriculum
Requirements
  • Basic knowledge of the Ethics topic
Description

Analyst Help’s CFA Level 1 Video Question Bank is a powerful review tool that combines problem-solving and concept revision. Knowing the concept is not enough, you need to know how to apply the concept to solve questions. Each question in our CFA Level 1 Video Question Bank is unique and will cover a different concept, allowing you to make the best utilization of your time.

Features:

  • Exam like questions
  • Covers every key concept required to pass
  • Detailed explanation for each question
  • Questions arranged in a logical flow
Who is the target audience?
  • Candidates enrolled for the CFA Level 1 2016 exam
  • Candidates looking to practice some MCQs before the exam
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Curriculum For This Course
24 Lectures
01:12:31
+
Introduction
1 Lecture 00:50

This section contains PDF files of all questions covered in this course. Download them and keep them handy.

A brief introduction
00:50
+
Reading 1& 2 Codes and Standards
18 Lectures 56:36

Standard I -A: Knowledge of the Law

Question 1
02:45

Standard I - B: Independence and Objectivity

Question 2
03:33

Standard I - C: Misrepresentation

Standard I - D: Misconduct

Question 3 & 4
04:14

Standard II - A: Material Nonpublic Information

Question 5
03:13

Standard II - B: Market Manipulation

Standard III - A: Loyalty, Prudence, and Care

Question 6 & 7
03:55

Standard III - B: Fair Dealing

Question 8
02:18

Standard III - C: Suitability

Question 9
02:23

Standard III - D: Performance Presentation

Question 10
03:43

Standard III - E: Preservation of Confidentiality

Question 11
02:57

Standard IV - A: Loyalty

Question 12
02:47

Standard IV - B: Additional Compensation Arrangements

Question 13
03:08

Standard IV - C. Responsibilities of Supervisors

Question 14
02:42

Standard V - A: Diligence and Reasonable Basis

Question 15
03:33

Standard V - B: Communication with Clients and Prospective Clients

Question 16
02:08

Standard V - C: Record Retention

Question 17
02:19

Standard VI - A: Disclosure of Conflicts

Standard VI -B: Priority of Transactions

Question 18 & 19
04:47

Standard VI - C: Referral Fees

Question 20
03:01

Standard VII - A: Conduct as Participants in CFA Institute Programs

Standard VII - B: Reference to CFA Institute, the CFA Designation, and the CFA Program

Question 21 & 22
03:10
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Reading 3 & 4 GIPS
5 Lectures 15:09

Overview of GIPS

Question 1
02:15

Construction and Purpose of Composites

Question 2
03:19

Requirements for Verification

Question 3
02:55

Key Features of GIPS standards and the Fundamentals of Compliance

Investment Firm's Definition and Historical Performance Record

Question 4 & 5
03:43

GIPS and Local Regulations

Nine Major Sections of the GIPS Standards

Question 6 & 7
02:57
About the Instructor
Analyst Help
4.7 Average rating
29 Reviews
895 Students
2 Courses

Analyst Help is an educational technology firm that provides essential review materials for the CFA® exam.

About our tutors

Parag Patil

Parag has cleared all three levels of CFA ® exam in the first attempt. He also holds a Bachelors in Engineering – Electronics and Telecommunications and a Masters in Business Administration - Finance. 

Prior to Co-Founding Analyst Help, Parag worked as a fixed-income research analyst in the US mortgage-backed security markets. He was engaged in creation and trading of mortgage-backed securities. 

Previously, he started a trading practice where he designed, developed and traded quantitative trading systems. 

Tushar Patil

Tushar has cleared all three levels of CFA ® exam in the first attempt. He also holds a Bachelors in Engineering – Computer Science and a Masters in Business Administration - Finance. 

Prior to Co-Founding Analyst Help, Tushar worked as an equity research analyst with a US-based brokerage house covering the global oil and gas field service space. He was engaged in writing research reports and building valuation models. 

He has also worked as a support analyst for a hedge fund building valuation models and writing thematic reports for Automotive, Mining, E-commerce, Retail, and Manufacturing companies across South East Asia.